[Q16-Q39] ISO-45001-Lead-Auditor PDF Download Jan-2026 PECB Test To Gain Brilliante Result!

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ISO-45001-Lead-Auditor PDF Download Jan-2026 PECB Test To Gain Brilliante Result!

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NEW QUESTION 16
You are conducting a Stage 2 certification audit to ISO 45001 at an adventure park in the Scottish Highlands.
The park offers treetop walks, zip-line rides, walking trails, and horse-riding trips. The park is open to adults and children of any age. You are particularly interested in compliance with legal requirements and interview the Park Manager.
You: How do you evaluate the risks to participants that the various activities present?
Park Manager: Our risks are covered by insurance, and we operate under health and safety legislation that requires frequent checks of all our facilities. For example, we trust staff to check all our harnesses every morning.
You: Are you required to have an independent inspection carried out of zip lines, for example?
Park Manager: Yes, our insurance company employs a reputable body to do that sort of thing.
You: Can you show me a copy of the latest inspection report? Park Manager: I’d need to get that from the insurance organisation. I have the initial one when we opened eight years ago.
You examine the inspection report, which takes the form of a checklist that does not identify individual zip lines, treetop platforms, harnesses, or rope ladders. It is dated eight years previously and has a scribbled signature with no other identification of the inspection engineer. Select the two statements for which there is evidence of a nonconformity to ISO 45001.
Select two statements.

The park did not have the required documentation to demonstrate compliance with legal requirements.

The organisation did not monitor the safety checks by the staff of equipment.

The inspection organisation employed by the insurance organisation was not evaluated.

The park relied on the insurance organisation to evaluate its OHS risks.

Testing to determine the safe loading of equipment was not carried out.

NEW QUESTION 17
Select the two options which describe a disadvantage of using a checklist.

Helping with sampling of evidence

Assisting with starting an interview

Ensuring relevant audit trails are followed

Not varying from the checklist when necessary

Noting down evidence details

Using the same checklist for every audit without review

NEW QUESTION 18
A trainee audit team leader Is being coached by an experienced audit team leader prior to carrying out his first Stage 2 certification audit in the team leader role. They are discussing the typical contents of audit reports and the experienced audit team leader is keen to ensure the trainee understands what such reports should contain.
Which three of the trainee’s responses are incorrect?

A copy of the certification body Invoice for the audit

A reference to the audit criteria used

A statement of the audit objectives

Audit findings and any related evidence

Confirmation of the audit scope

Contact details for all members of the audit team

The audit conclusions reached

A corrective action plan that add-cross the identified nonconformities

NEW QUESTION 19
An auditor of a manufacturer of plastic packaging products for the food industry found a nonconformity in an internal audit report raised against section 10.2 of ISO 45001 in Report IA202. The nonconformity (NC3) stated: “The level of reported health and safety incidents has increased by 9.7% over the last 12 months. This included an increase in reported accidents.” Against this background, the third-party audit team found more than twenty minor nonconformities during the audit, which they agreed should be combined into one major nonconformity against clause 4.4 of ISO 45001. “The organisation has failed to demonstrate that it is maintaining and continually improving a health and safety management system.” Select two options which would represent acceptable corrective actions for the nonconformity.

Top management initiated a comprehensive review of the internal and external issues to decide on actions that could lead to improving the performance of the OHSMS.

Union representatives of the workers were invited to attend the OH&S management meetings.

Top Management developed and is leading a programme to promote an effective culture of support for the OHSMS.

Staff from departments with nonconformities were given regular OH&S safety training sessions during their daily toolbox talks.

External consultants were appointed to conduct a gap analysis of the OHSMS and report on the gaps found.

OH&S champions were appointed in each department to report near misses and incidents in the OHSMS.

NEW QUESTION 20
You are an audit team leader overseeing the activity of a trainee auditor. Your team has just completed a surveillance audit and is assembling the final report.
The trainee has not contributed to a final report before and is clearly struggling with what she should provide to you for inclusion.
Which three of her following statements would be appropriate?

The guide was trying to be helpful and would not stop talking during the audit.

The Sales Manager was kind and seems to be a nice person.

The audit client’s objectives for this audit were never realistic. That’s why we were unable to complete the audit plan.

The maintenance team could not replace a lightbulb, let alone an air conditioning unit.

The OHS Management team were extremely helpful and went out of their way to facilitate access to required records.

The OHS Manager disagreed with me In respect of all of the nonconformances I raised. He still does not accept any of them.

The Production Manager is kicky to have a job as he does not appear to understand how anything works around here.

The Sales Manager said he had forgotten the password to the Sales Ordering system and so too had everyone else In his department

NEW QUESTION 21
You are auditing a site of Good Food Shack, a restaurant chain. In the kitchen area, you notice a half-filled open drum sitting in a pool of liquid, which is dribbling across a work are a. You ask the head Chef what is in the drum and are told it is waste the frying process. When you ask why it is kept there, You are told that it is not normally kept there, but it not a problem and says that he will arrange it to be moved to a storeroom and will give the floor a good clean.
Look around the kitchen, you observe knives and cleavers lying around on worktops, staff wearing no protective gloves and a large pot of boiling water with nobody near it. There is no evidence of any fire extinguishers of fine blankets within sight.
You decide to raise a nonconformance. Select one of the options that best describes the finding against clause 8.1.2 of ISO 45001.

Failure to reduce risks associated with working in the kitchen.

Measures to prevent slippage in the kitchen from waste cooking oil were not taken.

Staff are at risk of serious injury while working in the kitchen.

Training of the kitchen staff was not effective enough to prevent poor safety awareness in the kitchen area.

Comprehensive Detailed Explanation along with All ISO 45001 Audit Reference Clause 8.1.2 of ISO 45001 pertains to Eliminating Hazards and Reducing OH&S Risks. Organizations must implement appropriate controls to manage workplace hazards effectively.
Issue Identified:
The kitchen environment at the audited site presents multiple hazards, including:
Oil spillage creating a slip hazard.
Open drums of waste material posing a chemical or hygiene hazard.
Unsecured knives and cleavers increasing the risk of cuts.
Boiling water left unattended, posing a risk of burns.
Lack of visible fire extinguishers or fire blankets, increasing fire risk.
Analysis of Options:
A . Failure to reduce risks associated with working in the kitchen.
This option accurately captures the broader failure to implement effective measures to eliminate or reduce hazards across multiple areas in the kitchen.
B . Measures to prevent slippage in the kitchen from waste cooking oil were not taken.
This is specific to one hazard (oil spillage) and does not address other significant risks observed, such as fire safety or sharp tools.
C . Staff are at risk of serious injury while working in the kitchen.
While true, this is more of a general observation and does not address the root cause of the hazards or the failure of controls.
D . Training of the kitchen staff was not effective enough to prevent poor safety awareness in the kitchen area.
Although training deficiencies may contribute to the issue, this option does not reflect the overarching systemic failure to manage hazards effectively.
Best Description of the Nonconformance:
Failure to reduce risks associated with working in the kitchen (Option A) is the most comprehensive finding, reflecting the organization’s lack of adequate controls to mitigate hazards.
ISO Reference:
Clause 8.1.2: Organizations must establish controls to eliminate or minimize OH&S risks systematically.
Clause 7.2: Ensuring competency through training is important but must be coupled with hazard control measures.

NEW QUESTION 22
In the initial communication by the audit team leader for a certification audit, the OHSMS Manager asks that the audit includes detailed coverage of the OHSMS legislation of the local authority, which has been specified in a recent customer contract.
Which two of the following responses should the audit team leader make?

Add a legal expert to the audit team in order to accept the request.

Advise the OHSMS Manager that the audit criteria has been set as ISO 45001 and the audit programme for certification will need to proceed as planned.

Advise the OHSMS Manager that the new criteria can be included without any problem.

Ask the individual(s) managing the programme whether the audit criteria can be revised to include the new request.

Inform the OHSMS Manager that an audit against the regulatory criteria may be possible but will require a new audit team.

Suggest that the OHSMS Manager cancels the audit contract and reapplies to include the additional criteria.

NEW QUESTION 23
An audit team leader prepares the audit plan for an initial Stage 2 certification audit. Which two of the following statements are false?

The organisation should review the audit plan for agreement.

The audit team leader does not select the OHS audit team members.

The audit team leader should plan to interview each employee.

The audit team leader should present the plan to the auditee before the Stage 2 audit.

The organisation should cancel at staff leave during the audit.

The plan does not need to include the names of the senior managers.

NEW QUESTION 24
An internal auditor of a manufacturer of plastic packaging products for the food industry raised a nonconformity against section 10.2 of ISO 45001 in Report IA202. The nonconformity (NC3) stated: “The level of reported health and safety incidents has increased by 9.7% over the last 12 months. This included an increase in reported accidents.” A third-party auditor reviewing the internal audit process came across the nonconformity and found that there was no evidence of having been reported to relevant staff. Select three of the following nonconformities that the auditor could raise to ISO 45001.

9.2.2.e – Management failed to take any action to deal with the audit nonconformity.

9.2.2.d – Staff were not made aware that health and safety incidents were increasing.

8.1.1 – Operations were not properly controlled to avoid health and safety incidents.

9.2.2 – Report IA202 contained a poorly worded nonconformity (NC3).

10.2.b – The root cause of the increase in reported health and safety accidents was not investigated.

7.4.3 – The results of the internal audit IA202 were not communicated to interested parties.

NEW QUESTION 25
Showitoff is an organization specialization in the design and production of wall decorating materials for the domestic market.
During an ISO 45001 certification audit of the site, the auditor comes across an open, walled area just outside the maintenance department. It contains various scraps of wood and metal as well as serveral rusty components. Several heavy concrete beams are learning against a thin brick wall in which cracks are available. When asked about it, the OHS Manager states that he presumes that the materials come from maintenance work, so it is the Maintenance Manager’s responsibility.
The auditor interview the Maintenance Manager in his department. He asks about the area outside and is told that it contains some excess material that the Manager likes to keep in case they come in handy at some stage.
The auditor points out that the wall appears to be unstable and could collapse at any moment. The Maintenance Manager is not aware of such a situation.
Wash-it-up is an organization that provides window cleaning services for the industrial sector. It has been certified to ISO 45001 for some time and has appointed a new OHS Manager. The auditor asks to see the most recent management review meeting minutes.
Which three statement would represent input audit evidence for the management review?

Allocation of a bigger budget for the OHS department

Decisions on Improvements in the OHSMS

Decisions related to continual Improvement opportunities

Procurement of new safety harnesses for workers

Proposal to priorities health and safety issues as a business strategy

Report showing the trend of on increase in safety incidents

Updates to the risk register

Worker feedback of positive and negative comments

NEW QUESTION 26
You are conducting a Stage 2 audit of a steel fabrication works that uses powerful presses to shape steel sheets into various car panels. You note from the accident book that more staff hours have been lost through accidents associated with the presses than those associated with any other equipment.
You question the OH&S manager who tells you, “These big presses are just inherently more dangerous than other equipment. If there is an accident, it’s going to be more serious as a result of the forces at work.” Which three of the following audit trails would it now be appropriate to pursue?

Check whether the organisation has big enough finances to invest in fully automated pressing machines which would not need manual workers.

Determine whether the organisation had considered changing the panels to plastic mouldings which would be less likely to cause accidents.

Ask top management to explain how the reoccurring accidents would affect the setting of future OH&S objectives.

Check that the workers who had been injured had received appropriate compensation, so they did not suffer financially from their accidents or working hours lost while recovering.

Determine whether hazard identification had taken place in respect of the pressing process. If it did, what OH&S risks were identified and what actions were instigated to mitigate these risks?

Determine whether there were any maintenance issues that resulted in the machines being unsafe to use, such as broken or missing guards or faulty emergency stop buttons.

Ensure that the organisation had recorded the reoccurring accidents as an external issue in its determination of context of the organisation. Ensure all interested parties had been informed.

NEW QUESTION 27
Which two of the following are examples of activities that may occur after the third-party audit has been closed by the individual(s) managing the audit programme?

Addressing any audit complaints.

Conducting a closing meeting.

Conducting a review of opportunities for Improvement.

Revising the audit’s objectives.

Updating risks and opportunities to the audit programme.

Writing the audit report.

NEW QUESTION 28
You will lead a second-party audit of an organization that manufactures car batteries. When you are checking the audit plan with the auditee’s Safety Manager, she asks you to reduce the production line audit from two hours to one hour and to extend the audit to the warehouse from two hours to three hours. She argues that in the last four internal audits, she did not raise any nonconformities in Production while more than 10 were raised in the warehouse.
Which of the following would be your best answer?

OK. I will change the plan accordingly.

I will not change the plan, but I will consider your comments during the audit.

OK. I will change the plan. If necessary, I will use the lunchtime to stay longer in the warehouse.

OK. I will reduce the time in Production to one hour and will review with you (the Safety Manager) the corrective action process in detail during the second hour.

NEW QUESTION 29
XYZ Corporation is an organisation that employs 100 people. As an audit team leader, you are conducting a certification audit at Stage1. When reviewing the OH&S management system (OHSMS), you find that the objectives have been defined by an external consultant using those of a competitor, but nothing is documented. The Health and Safety Manager complains that this has created a lot of resistance to the OHSMS, and the Chief Executive Is asking questions about how much It will cost.
Select two erf the options which describe the circumstances h which you could raise a nonconformity against clause 0.2 of ISO 45001.

Establishing OH&S objectives did not include top management.

OH&S objectives are not being implemented by the organisation’s personnel.

H&S objectives ace not maintained as documented information.

H&S objectives were not establish in alignment with the organizations OH&S polity.

The consultant has not Interpreted ISO 4S001 correctly.

The organization cannot afford to undertake OH&S objectives all at once

NEW QUESTION 30
An audit team leader arrives at a steel fabrication organisation that manufactures stairways to carry out a Stage2 certification audit. At a meeting with the OHSMS Manager, she is told that they have won their biggest contact from a construction organization to manufacture and install stairways.
During the audit, a team member found that several employees had suffered hand injuries over several months due to handrail welds not being property polished. The OHSMS Manager blames the new employees they had to take on because of the big contract. The auditor raises a nonconformance against clause 10.2 erf ISO 45001.
In relation to the nonconformity raised by the auditor and in line with the policy of the certification body, the audit team raise improvement opportunities in the audit report.
Which three of the options would represent acceptance opportunities for improvement in the report?

A quality control programme could involve non-destructive testing of the welded handrails

Operational planning activities may benefit from an improved risk based approach based on international standards tor risk management.

A first aid station could be located next to the handrail polishing operation.

Additional internal audits of the OHS management system may reduce production problems.

All workers should be given competence test.

The induction programme for new employees could include an awareness training video in health and safety.

The requirement for wearing protective gloves could be extended to shop floor workers across all operations.

The molding polishers should be disciplined for Incompetency.

NEW QUESTION 31
In the ISO 45001 health and safety management system, what is ‘documented information’? Select the ONE best answer.

Any paperwork generated when the system is in operation

Any information about the system, or generated by it, held in any format

Paperwork such as Permits to work and risk assessments

The master copies of the documents used to operate the system, held in any format

NEW QUESTION 32
Out of the following, which is not the Part of PDCA cycle of ISO 45001? Select the correct option, and then select Submit.

Treatment of Risks

OHSMS Policy

Environment Management Program

Analyzing OHSMS Performance Submit

NEW QUESTION 33
Which two of the following are examples of audit objectives for the audit team?

To reduce instances of injury and ill health.

To minimise risk resulting from the audit process.

To improve overall health and safety performance.

To complete the audit on time.

To implement any necessary corrective action.

NEW QUESTION 34
During an internal audit of an OHSMS, what evidence would the auditor look for to demonstrate conformity to ISO 45001? Match each item with the correct ISO 45001 clause number.

NEW QUESTION 35
An audit team leader prepares the audit plan for an initial Stage 2 certification audit. Which two of the following statements are false?

The organisation should review the audit plan for agreement.

The audit team leader does not select the OHS audit team members.

The audit team leader should plan to interview each employee.

The audit team leader should present the plan to the auditee before the Stage 2 audit.

The organisation should cancel at staff leave during the audit.

The plan does not need to include the names of the senior managers.

Comprehensive Detailed Explanation along with All ISO 45001 Audit References Analysis of Each Option:
Reference: ISO 19011:2018, Clause 6.3.2.
B). The audit team leader does not select the OHS audit team members.False.The audit team leader is responsible for selecting competent team members with the requisite expertise to evaluate the auditee’s Occupational Health & Safety Management System (OHSMS). Selection is based on criteria such as knowledge of ISO 45001, auditing skills, and understanding of the industry.Reference: ISO 19011:2018, Clause 5.4.2 and 6.3.1.
C). The audit team leader should plan to interview each employee.False.While employee interviews are an essential part of gathering evidence during an ISO 45001 audit, interviewing every employee is impractical and unnecessary. A representative sampling strategy is used to assess compliance across various levels and departments.Reference: ISO 19011:2018, Clause 6.4.6.
D). The audit team leader should present the plan to the auditee before the Stage 2 audit.True.Presenting the audit plan to the auditee before the audit is essential to ensure all parties are informed and prepared for the audit. This practice is emphasized in ISO 19011 and supports transparency and effective audit execution.
Reference: ISO 19011:2018, Clause 6.3.3.
E). The organisation should cancel staff leave during the audit.False.ISO 45001 and related audit guidelines do not mandate the cancellation of staff leave during audits. While key personnel should be available, the audit team collaborates with the organization to plan around leave schedules to minimize disruption.Reference: Not explicitly covered in ISO 45001 or ISO 19011; falls under planning discretion.
F). The plan does not need to include the names of the senior managers.True.While the audit plan should outline the scope, objectives, and methods, it does not specifically require the inclusion of senior managers’ names unless they are directly involved in the audit.Reference: ISO 19011:2018, Clause 6.3.2.
Key ISO References:
ISO 45001:2018, Clause 9.2 (Internal Audit Requirements).
ISO 19011:2018, Clauses 5.4.2, 6.3.1, 6.3.2, and 6.4.6.

NEW QUESTION 36
Which three of the following ISO 45001 activities require the organisation to emphasise non-managerial workers’ participation?

Determining competence requirements

Determining how to fulfil legal requirements

Determining controls on outsourced processes

Managing the internal audit programme

Determining what needs to be communicated

Determining actions to eliminate hazards

Establishing the OHS policy

Establishing OHS objectives

NEW QUESTION 37
Which two of the following are ‘criteria’ in relation to a first-party audit?

Members of the audit team

Duration of the audit

Emergency plans

Management policy

Opportunities for improvement

Workers complaints”

NEW QUESTION 38
Out of the following, which is not the Part of PDCA cycle ISO 45001? Select the correct option, and then select Submit.

Treatment of Risks

OHSMS Policy

Environment Management Program

Analyzing OHSMS Performance

NEW QUESTION 39
An internal auditor of a manufacturer of plastic packaging products for the food industry raised a nonconformity against section 10.2 of ISO 45001 in Report JA202. The nonconformity (NC3) stated: “The level of reported health and safety incidents has increased by 9.7% over the last 12 months.” As the third-party auditor who comes across this nonconformity during a surveillance audit, how would you react? Select one.

You would ask the OHS Manager why the incident rate was rising by so much in one year.

You would find out what corrective action was taken and whether it was effective.

You would investigate whether the incident rate featured in the previous internal audit report.

You would raise a nonconformity since the incident rate had not reduced at the time of the internal audit.

PECB ISO-45001-Lead-Auditor Exam Syllabus Topics:

Topic	Details
Topic 1	Managing an ISO 45001 audit program: This section of the exam measures the skills of Audit Managers and covers the management of an ongoing ISO 45001 audit program. It focuses on scheduling audits, maintaining auditor competency, and ensuring continuous improvement within the auditing process. One skill to be measured is implementing strategies for effective audit program management.
Topic 2	Conducting an ISO 45001 audit: This section of the exam measures the skills of Lead Auditors and covers the execution of an ISO 45001 audit. It focuses on gathering evidence, interviewing personnel, and assessing compliance with OHSMS requirements during the audit process.
Topic 3	Fundamental audit concepts and principles: This section of the exam measures the skills of Internal Auditors and covers the basic concepts and principles related to auditing an OHSMS. It focuses on understanding audit types, methodologies, and the role of audits in compliance and improvement. One skill to be measured is conducting effective audits to assess OHSMS performance.

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[Q16-Q39] ISO-45001-Lead-Auditor PDF Download Jan-2026 PECB Test To Gain Brilliante Result!

PECB ISO-45001-Lead-Auditor Exam Syllabus Topics:

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